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Michael Wincek

46 Years of Experience
Omaha, NE
3 DisclosuresBroker

Michael Wincek is a registered investment advisor at Ameriprise Financial Services, LLC, based in Omaha, NE, with 46 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

13710 FNB Pkwy Ste 100, Omaha, NE, 68154-5298

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2015
Settled
Customer Dispute
May 2003
Settled
Customer Dispute
February 1984
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2019 - Present · 7 yrs 3 mos
Ameriprise Financial Services, LLC
February 2019 - Present · 7 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, INC.
February 2019 - February 2019 · 0 mos
Wells Fargo Clearing Services, LLC
May 2004 - February 2019 · 14 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
May 1998 - February 2019 · 20 yrs 9 mos
Principal Financial Securities,inc.Broker
October 1991 - May 1998 · 6 yrs 7 mos
R. G. Dickinson & CO.Broker
March 1988 - October 1991 · 3 yrs 7 mos
Painewebber IncorporatedBroker
December 1983 - March 1988 · 4 yrs 3 mos
First Mid-America INC.Broker
August 1979 - December 1983 · 4 yrs 4 mos
State Registrations28 states
ARAZCACOFLIAILKSKYMAMDMNMOMTNCNENMNYOHOKORSDTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Wincek - Financial Advisor | TrueAdvisor