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Timothy Haas

Wells Fargo Advisors
44 Years of Experience
Minneapolis, MN
3 DisclosuresBroker
View SEC Summary
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Timothy Haas is a registered investment advisor at Wells Fargo Advisors, based in Minneapolis, MN, with 44 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

90 S 7th St 10th & 11th Fls, [Gq-Rbo], Minneapolis, MN, 55402

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2000
Settled
Customer Dispute
March 2000
Settled
Customer Dispute
August 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
March 2017 - Present · 9 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
U.S. Bancorp Investments, INC.
November 2010 - April 2017 · 6 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
November 2010 - April 2017 · 6 yrs 5 mos
UBS Financial Services INC.
March 2007 - November 2010 · 3 yrs 8 mos
UBS Financial Services INC.Broker
August 2006 - November 2010 · 4 yrs 3 mos
Piper Jaffray & CO.Broker
January 2000 - August 2006 · 6 yrs 7 mos
U.S. Bancorp Investments, INC.Broker
May 1993 - September 2001 · 8 yrs 4 mos
Princor Financial Services CorporationBroker
November 1991 - May 1993 · 1 yr 6 mos
Kingland Capital CorporationBroker
July 1990 - April 1991 · 9 mos
Nml Equity Services, INC.Broker
September 1989 - January 1990 · 4 mos
Robert W. Baird & CO. IncorporatedBroker
September 1989 - January 1990 · 4 mos
Isfa CorporationBroker
December 1987 - June 1989 · 1 yr 6 mos
Offerman & CO., INC.Broker
July 1984 - January 1987 · 2 yrs 6 mos
Ids Life Insurance CompanyBroker
September 1979 - August 1984 · 4 yrs 11 mos
Ids Marketing CorporationBroker
September 1979 - August 1984 · 4 yrs 11 mos
Ids/american Express INC.Broker
September 1979 - August 1984 · 4 yrs 11 mos
State Registrations12 states
AZCOFLKSMNNMOHORSCSDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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