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Michael Maguire

46 Years of Experience
Maitland, FL
2 DisclosuresBroker

Michael Maguire is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Maitland, FL, with 46 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

541 S Orlando Ave, Suite 209, Maitland, FL, 32751

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2003
Denied
Customer Dispute
October 1994
Settled
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2009 - Present · 17 yrs 1 mo
Raymond James Financial Services, INC.Broker
December 2002 - Present · 23 yrs 5 mos
Previous Registrations
Raymond James Financial Services
January 2003 - October 2009 · 6 yrs 9 mos
Morgan Stanley
January 1991 - November 2002 · 11 yrs 10 mos
Morgan Stanley Dw INC.Broker
January 1991 - November 2002 · 11 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1989 - December 1990 · 1 yr 4 mos
Amerifidelity Securities CorporationBroker
January 1989 - August 1989 · 7 mos
Raymond James & Associates, INC.Broker
June 1986 - January 1989 · 2 yrs 7 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
August 1983 - June 1986 · 2 yrs 10 mos
Paine, Webber, Jackson & Curtis INC.Broker
November 1979 - August 1983 · 3 yrs 9 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
November 1979 - January 1980 · 2 mos
State Registrations7 states
CTFLMANCNJNYTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.