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Randall Duncan

R.M. Duncan Capital Management Corporation
46 Years of Experience
Little Rock, AR
2 DisclosuresBroker
View SEC Summary
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Randall Duncan is a registered investment advisor at R.M. Duncan Capital Management Corporation, based in Little Rock, AR, with 46 years of industry experience. Randall is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Investment Management, Real Estate Investing, Retirement Planning. Their firm serves 15 clients with $13M in assets under management.

R.M. Duncan Capital Management Corporation
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
15 clients
Average Client Portfolio
$888K average
Assets Under Management
$13.3M

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.00%
$250K - $500K1.00%
$500K - $1.0M0.85%
$1.0M - $5.0M0.75%
$5M+0.75%

Fees for amounts over $5,000,000 are negotiable. $250,000 minimum market value required to open an account.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10201 W. Markham St, Ste 219, Little Rock, AR, 72205

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2014
Final
Regulatory
December 1996
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Randall is a senior investment officer at R.M. Duncan Capital Mgmt Corp and has several other business activities, including being a general partner of Duncan-Liles Farms LLC, owner of Randall M. Duncan PA Inc. (law practice), chairman and president of Eminence Global Holdings LTD, president & manager of ops at Eminence Energy Resources LLC, manager at CECJ, LLC, and partner at Stuart Street Investors I LP and Jackson Street Investors LP; all these activities require minimal time.

Employment History
Current Registrations
R.M. Duncan Capital Management Corporation
September 1995 - Present · 31 yrs 1 mo
R.M. Duncan Securities, INC.Broker
February 1990 - Present · 36 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
May 1989 - January 1990 · 8 mos
T. J. Raney & Sons, INC.Broker
November 1979 - May 1989 · 9 yrs 6 mos
State Registrations18 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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