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Michael Allen

Great Valley Advisor Group, LLC
46 Years of Experience
Atlantic, IA
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Michael Allen is a registered investment advisor at Great Valley Advisor Group, LLC, based in Atlantic, IA, with 46 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 37,014 clients with $11B in assets under management.

Great Valley Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
189 advisors
Number of Clients
37,014 clients
Average Client Portfolio
$286K average
Assets Under Management
$10.6B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.05%
$1.0M - $3.0M0.85%
$3M+0.85%

Fees for assets over $3,000,000 are negotiable. All tiers and fees are subject to negotiation at the firm's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

106 E 7th Street, Atlantic, IA, 50022

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2020
Customer Dispute
March 2006
Denied
Customer Dispute
July 2005
Denied
Customer Dispute
February 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael sells non-variable insurance, dedicating minimal time to it. He also operates under Oakpoint Wealth Management as a DBA for his LPL business and uses MDA Financial, Inc. for tax/investment purposes. Furthermore, Michael provides investment advisory services to Great Valley Advisor Group, Inc., spending nearly full-time on this activity.

Employment History
Current Registrations
Great Valley Advisor Group, LLC
February 2025 - Present · 1 yr 8 mos
LPL Financial LLCBroker
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
December 2020 - January 2025 · 4 yrs 1 mo
Cambridge Investment Research, INC.Broker
December 2020 - January 2025 · 4 yrs 1 mo
Voya Financial Advisors, INC.
April 2017 - January 2021 · 3 yrs 9 mos
Voya Financial Advisors, INC.Broker
August 2012 - January 2021 · 8 yrs 5 mos
Ing Financial Partners, INC.Broker
January 2004 - August 2012 · 8 yrs 7 mos
Locust Street Securities, INC.Broker
August 2002 - January 2004 · 1 yr 5 mos
Smith Hayes Financial Services CorporationBroker
October 1998 - August 2002 · 3 yrs 10 mos
Norwest Investment Services, INC.Broker
March 1994 - November 1998 · 4 yrs 8 mos
American Express Financial Advisors INC.Broker
November 1979 - March 1994 · 14 yrs 4 mos
Ids Life Insurance CompanyBroker
November 1979 - March 1994 · 14 yrs 4 mos
Ids Financial Services INC.Broker
November 1979 - December 1986 · 7 yrs 1 mo
State Registrations17 states
ARAZCODCFLGAIALAMIMNMONEOKSCSDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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