Roy Bennett
Roy Bennett is a registered investment advisor at LPL Financial LLC, based in Redlands, CA, with 29 years of industry experience. Roy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
205 E State Street, Redlands, CA, 92373
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roy is a Registered Investment Advisor (RIA) and Investment Adviser Representative with Smart Investments Advisory Incorporated. Roy is also an agent for accident & health, life, and variable insurance.
Employment History
Current Registrations
LPL Financial LLCBroker
Smart Investments Advisory Incorporated
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Western International Securities
Wbb Securities, LLCBroker
Wbb Securities, LLC
Seidler Investment Advisors Incorporated
The Seidler Companies IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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