AP
AP

Alexander Theodore Parkos

5 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
546 advisors
Number of Clients
7,211 clients
Average Client Portfolio
$558K average
Assets Under Management
$4.0B

Fee Structure

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Location

31 Liberty St, Unit 306, Southington, CT, 06489

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander works as a consultant for Rich Capital financial services since January 2021. This investment-related activity takes about 10-20% of his time.

Employment History
Current Registrations
Osaic Institutions, INC.
January 2021 - Present · 5 yrs 1 mo
Osaic Institutions, INC.Broker
November 2020 - Present · 5 yrs 3 mos
State Registrations14 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.