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Jon Berg

The Oak Ridge Financial Services Group, INC
30 Years of Experience
Golden Valley, MN
1 DisclosureBroker
View SEC Summary
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Jon Berg is a registered investment advisor at The Oak Ridge Financial Services Group, INC, based in Golden Valley, MN, with 30 years of industry experience. Jon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,005 clients with $670M in assets under management.

The Oak Ridge Financial Services Group, INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
33 advisors
Number of Clients
1,005 clients
Average Client Portfolio
$665K average
Assets Under Management
$668.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees vary from 0.25% to 2.25% on managed assets, not to exceed a maximum cumulative fee of 2.50%. Third-party managers may establish their own independent fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

701 Xenia Avenue S, Golden Valley, MN, 55416

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2007
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jon is a songwriter and performer who produces music physically and digitally. This activity, which is not investment related, takes about 10-20% of his time.

Employment History
Current Registrations
The Oak Ridge Financial Services Group, INC
March 2013 - Present · 13 yrs 7 mos
The Oak Ridge Financial Services Group, INC.
April 2003 - Present · 23 yrs 6 mos
The Oak Ridge Financial Services Group, INC.Broker
April 2003 - Present · 23 yrs 6 mos
Previous Registrations
UBS Painewebber INC.Broker
November 1999 - April 2001 · 1 yr 5 mos
Prudential Securities IncorporatedBroker
June 1994 - December 1999 · 5 yrs 6 mos
Dain Bosworth IncorporatedBroker
November 1993 - June 1994 · 7 mos
State Registrations8 states
AZFLIAINMNNVTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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