TrueAdvisor
TrueAdvisor
DS
DS

Daniel Wayne Steffes

The Oak Ridge Financial Services Group, INC
25 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & Coaching
The Oak Ridge Financial Services Group, INC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,501 clients
Average Client Portfolio
$304K average
Assets Under Management
$456.4M

Fee Structure

Location

701 Xenia Ave. South, Suite 100, Golden Valley, MN, 55416-1089

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
The Oak Ridge Financial Services Group, INC.Broker
June 2023 - Present · 2 yrs 8 mos
The Oak Ridge Financial Services Group, INC
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
Hilltop Securities INC.
November 2019 - July 2023 · 3 yrs 8 mos
Hilltop Securities INC.Broker
November 2019 - July 2023 · 3 yrs 8 mos
Ameriprise Financial Services, INC.Broker
October 2009 - November 2019 · 10 yrs 1 mo
Ameriprise Financial Services, INC.
October 2009 - November 2019 · 10 yrs 1 mo
Ameriprise Advisor Services, INC.
June 2003 - October 2009 · 6 yrs 4 mos
Ameriprise Advisor Services, INC.Broker
June 2000 - October 2009 · 9 yrs 4 mos
State Registrations18 states
AZCACOFLGAIAILMAMEMNMTNEOHOKSDTNTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.