David Moss
David Moss is a registered investment advisor at Janney Montgomery Scott LLC, based in Fairfield, CT, with 42 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
2150 Post Road, 2nd Floor, Fairfield, CT, 06824-5669
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Regulatory History (1)
Customer Dispute
September 2014Other Business Activities
David is a member of the Financial Planning board for Congregation Shir Shalom, assisting with investment decisions, and a Board Director for The Hills at Rivington Townhome Community, managing the budget. These activities require minimal time.
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Morgan Stanley
Morgan Stanley Dw INC.Broker
Wilkinson Boyd Capital Markets, INCBroker
Fairfield Research CorporationBroker
Thomson Mckinnon Securities INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.