Glenn Ratcliffe
Glenn Ratcliffe is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Fairfield, CT, with 42 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
2150 Post Road, 2nd Floor, Fairfield, CT, 06824-5669
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Regulatory History (1)
Customer Dispute
October 2022Other Business Activities
Glenn is a finance committee member at Trinity Episcopal Church, providing financial guidance. This activity requires minimal time and is not compensated.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Prudential Securities IncorporatedBroker
E. F. Hutton & Company INCBroker
Painewebber IncorporatedBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.