Mark Hayek is a CFP-designated registered investment advisor at LPL Financial LLC, based in St. Louis, MO, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8860 Ladue Road Suite 230, St. Louis, MO, 63124-2068
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mark operates Clayton Investment Associates as a DBA for his LPL business since 2015. This activity takes nearly all of Mark's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wunderlich Securities, INC.Broker
Wunderlich Securities, INC.
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Stix & CO., INC.Broker
State Registrations10 states
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