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William Ferry

LPL Financial LLC
43 Years of Experience
St. Louis, MO
2 DisclosuresBroker
View SEC Summary
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William Ferry is a registered investment advisor at LPL Financial LLC, based in St. Louis, MO, with 43 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8860 Ladue Road Suite 230, St. Louis, MO, 63124-2068

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006
Award / Judgment
Customer Dispute
February 1991
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William collects and processes rent checks for a rental property owned by his brother. This activity requires minimal time each month.

Employment History
Current Registrations
LPL Financial LLC
August 2025 - Present · 1 yr 2 mos
LPL Financial LLCBroker
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Benjamin F. Edwards & Company, Incorporated
March 2016 - August 2025 · 9 yrs 5 mos
Benjamin F. Edwards & Company, INC.Broker
February 2016 - August 2025 · 9 yrs 6 mos
Benjamin F. Edwards & Company, Incorporated
February 2016 - February 2016 · 0 mos
Oppenheimer & CO. INC.
September 2008 - February 2016 · 7 yrs 5 mos
Oppenheimer & CO. INC.Broker
February 2007 - February 2016 · 9 yrs
A. G. Edwards & Sons, INC.Broker
March 1990 - March 2007 · 17 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1983 - March 1990 · 6 yrs 11 mos
State Registrations9 states
CACOFLILKSMDMONVVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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