Carol Badstebner is a CFP-designated registered investment advisor at LPL Financial LLC, based in St. Louis, MO, with 34 years of industry experience. Carol is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
8860 Ladue Road Suite 230, St. Louis, MO, 63124-2068
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carol is associated with Clayton Investment Associates in Clayton, MO. She also acts in a fiduciary capacity for the Koen D Badstebner trust, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- John Gatewood, CFPLPL Financial LLC
- Brian Stroup, CFPLPL Financial LLC
- Mary Blythe, CFPLPL Financial LLC
- Mark Hayek, CFPLPL Financial LLC
- William FerryLPL Financial LLC
- Andrew Ruzicka, CFPLPL Financial LLC