BS
CFP
BS
CFP

Brian Stroup

35 Years of Experience
St. Louis, MO
1 DisclosureBrokerSells Insurance

Brian Stroup is a CFP-designated registered investment advisor at LPL Financial LLC, based in St. Louis, MO, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

10820 Sunset Office Dr Ste 202, St. Louis, MO, 63127

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2002
Denied
Other Business ActivitiesSells Insurance

Brian has a DBA for his LPL business, Gateway Financial Strategies, since 2005. He is also an insurance producer selling life, health, disability, LTC, and fixed annuities, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLC
May 2005 - Present · 21 yrs 4 mos
LPL Financial LLC
May 2005 - Present · 21 yrs 4 mos
LPL Financial LLCBroker
May 2005 - Present · 21 yrs 4 mos
Previous Registrations
Edward Jones
February 1999 - May 2005 · 6 yrs 3 mos
Edward JonesBroker
June 1997 - May 2005 · 7 yrs 11 mos
Pruco Securities CorporationBroker
August 1990 - July 1997 · 6 yrs 11 mos
The Prudential Insurance Company of AmericaBroker
August 1990 - December 1993 · 3 yrs 4 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Stroup - Financial Advisor | TrueAdvisor