Dee Walker
Dee Walker is a registered investment advisor at Osaic Wealth, INC., based in Jericho, NY, with 44 years of industry experience. Dee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
380 N. Broadway, Suite 206, Jericho, NY, 11753
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2003Customer Dispute
July 2002Customer Dispute
March 2001Other Business ActivitiesSells Insurance
Dee is involved in several business activities, including managing member roles in rental property LLCs, organizing social events for singles, and acting as a statutory agent. Dee also sells fixed life insurance when needed by clients.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Citigroup Global Markets INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.