Sergio Kindler
Sergio Kindler is a registered investment advisor at Osaic Wealth, INC., based in Jericho, NY, with 37 years of industry experience. Sergio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
380 N. Broadway, Suite 206, Jericho, NY, 11753
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2025Customer Dispute
July 2007Customer Dispute
February 2004Customer Dispute
October 2002Other Business ActivitiesSells Insurance
Sergio owns rental real estate properties and is an insurance agent, though all insurance business runs through the Broker-Dealer. He is also the President of Amadev Corp, handling clerical duties; each of these activities requires minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Invest Financial CorporationBroker
21st Century Financial Services, INC.Broker
Franklin Financial Services CorporationBroker
Jaron Equities CORP.Broker
Crossland Investor Services CORP.Broker
Isfa CorporationBroker
J. T. Moran & CO., INC.Broker
Macpeg, Ross, O'connell & Goldaber, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.