KF
KF

Kenneth Femiano

37 Years of Experience
Jericho, NY
2 DisclosuresBrokerSells Insurance

Kenneth Femiano is a registered investment advisor at Osaic Wealth, INC., based in Jericho, NY, with 37 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

380 N. Broadway, Suite 206, Jericho, NY, 11753

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2004
Denied
Customer Dispute
February 2002
Settled
Other Business ActivitiesSells Insurance

Kenneth is an owner/agent selling life, disability, health, and property & casualty insurance since 2010. He is also a partner at New York Financial Partners, dedicating about a quarter of his time to administration duties.

Employment History
Current Registrations
Osaic Wealth, INC.
February 2020 - Present · 6 yrs 3 mos
Osaic Wealth, INC.Broker
July 2003 - Present · 22 yrs 10 mos
Previous Registrations
Ryan Beck & CO.Broker
May 2002 - August 2003 · 1 yr 3 mos
Gruntal & CO., L.L.C.Broker
April 2001 - May 2002 · 1 yr 1 mo
Josephthal & CO., INC.Broker
February 2001 - April 2001 · 2 mos
Robb Peck Mccooey Clearing CorporationBroker
September 1997 - February 2001 · 3 yrs 5 mos
D. H. Blair & CO., INC.Broker
August 1995 - September 1997 · 2 yrs 1 mo
Guardian Investor Services CorporationBroker
September 1990 - August 1995 · 4 yrs 11 mos
Shearson Lehman Hutton INC.Broker
November 1988 - January 1989 · 2 mos
Prudential-Bache Securities INC.Broker
May 1988 - October 1988 · 5 mos
Greeley Securities, INC.Broker
February 1988 - June 1988 · 4 mos
Macpeg, Ross, O'connell & Goldaber, INC.Broker
February 1987 - November 1987 · 9 mos
Monvest Securities, INC.Broker
November 1986 - February 1987 · 3 mos
Prudential-Bache Securities INC.Broker
August 1986 - November 1986 · 3 mos
State Registrations12 states
AZCTDEFLLAMDNCNJNMNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.