Howard Asch
Howard Asch is a registered investment advisor at Osaic Wealth, INC., based in Jericho, NY, with 34 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
380 N. Broadway, Suite 206, Jericho, NY, 11753
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Regulatory History (1)
Customer Dispute
August 2016Other Business ActivitiesSells Insurance
Howard is a partner at New York Financial Partners Inc, marketing financial services and insurance, including selling life insurance, dedicating a few hours per week. He also owns HRA Associates Inc, an S corp used to handle personal business expenses, requiring minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
Hampshire Securities CorporationBroker
Gruntal & CO. IncorporatedBroker
Reich & CO., INC.Broker
Allied Capital, INC.Broker
Advanced Equity Group, INC.Broker
Gkn Securities CORP.Broker
J. W. Gant & Associates, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.