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Steven Dichter

44 Years of Experience
Melville, NY
1 DisclosureBroker

Steven Dichter is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 44 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

401 Broadhollow Rd, Melville, NY, 11747

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2007
Settled
Other Business Activities

Steven has ownership stakes in Dichter Inc (100%), Dichter-Pappas Group (61%), and FMRG Holdings, LLC (12.5%). He also serves as co-trustee for multiple Dichter Pappas Partnership 401k plans, dedicating minimal time to each activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2012 - Present · 13 yrs 11 mos
Wells Fargo Advisors
June 2012 - Present · 13 yrs 11 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
September 2006 - April 2007 · 7 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
UBS Financial Services INC.
October 2004 - September 2006 · 1 yr 11 mos
UBS Financial Services INC.Broker
June 1994 - September 2006 · 12 yrs 3 mos
Smith Barney INC.Broker
July 1993 - June 1994 · 11 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
May 1982 - April 1988 · 5 yrs 11 mos
Philips, Appel & Walden, INC.Broker
August 1981 - May 1982 · 9 mos
State Registrations34 states
AKALAZCACOCTDEFLGAILINLAMAMDMEMIMNNCNDNHNJNVNYOHORPARISCSDTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.