Steven Sherman
Steven Sherman is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Fairfield, CT, with 44 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Fairfield, CT
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2000Customer Dispute
June 1999Other Business ActivitiesSells Insurance
Steven is a managing member of Evans & Associates, a property and casualty insurance business, and serves as a trustee or co-trustee for multiple trusts and estates. He also holds the position of president at Blair Financial Services Group Inc., and has a CFP designation.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Sandgrain Securities, INC.Broker
Gruntal & CO. IncorporatedBroker
Penn Mutual Equity Services, INC.Broker
D. H. Blair & CO., INC.Broker
D. H. Blair Investors CORP.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.