David Cole
David Cole is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Jupiter, FL, with 42 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Jupiter, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the President/Owner of Retirement Income Resources, LLC, a financial services DBA, and an independent insurance agent. He dedicates full-time hours to both activities, selling insurance, securities, and investment products, as well as fixed insurance products.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Fairport Advisors, INC.
New England SecuritiesBroker
Fairport Capital, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations7 states
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