EK
EK

Elio King

44 Years of Experience
Bolton, MA
2 DisclosuresBroker

Elio King is a registered investment advisor, based in Bolton, MA, with 44 years of industry experience.

Location

579 Main Street, Bolton, MA, 01740

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2002
Award / Judgment
Customer Dispute
June 1994
Settled
Other Business Activities

Elio is an Investment Advisor Representative with Bolton Global Asset Management, operating as King Global Investments, LLC, spending nearly full-time on this. He also owns and manages King Global Investments, LLC, dedicating time balanced with his investment advisor duties.

Employment History
Current Registrations
Bolton Global Asset Management
January 2010 - Present · 16 yrs 6 mos
Bolton Global CapitalBroker
January 2010 - Present · 16 yrs 6 mos
Previous Registrations
Southwest Securities, INC.
September 2005 - January 2010 · 4 yrs 4 mos
Southwest Securities, INC.Broker
April 2005 - January 2010 · 4 yrs 9 mos
Citigroup Global Markets INC.
July 1994 - March 2005 · 10 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1994 - March 2005 · 10 yrs 8 mos
Smith Barney INC.Broker
June 1994 - July 1994 · 1 mo
Prudential Securities IncorporatedBroker
January 1988 - June 1994 · 6 yrs 5 mos
Shearson Lehman Hutton INC.Broker
September 1981 - March 1988 · 6 yrs 6 mos
State Registrations6 states
CAFLNCNYTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.