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Franklin Howell

Wells Fargo Advisors
44 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker
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Franklin Howell is a registered investment advisor at Wells Fargo Advisors, based in Fort Lauderdale, FL, with 44 years of industry experience. Franklin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

350 E Las Olas Blvd 19th Fl, Fort Lauderdale, FL, 33301

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Franklin has a 14.29% ownership in Tulip Holdings, LLC, a strip mall, since 2010, requiring minimal time. He also owns rental property in Key Largo, FL since November 2023, spending minimal time as a landlord.

Employment History
Current Registrations
Wells Fargo Advisors
September 2022 - Present · 4 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
March 2014 - October 2022 · 8 yrs 7 mos
UBS Financial Services INC.Broker
March 2014 - October 2022 · 8 yrs 7 mos
Morgan StanleyBroker
June 2009 - April 2014 · 4 yrs 10 mos
Morgan Stanley
June 2009 - April 2014 · 4 yrs 10 mos
Morgan Stanley & CO. Incorporated
October 2007 - June 2009 · 1 yr 8 mos
Morgan Stanley & CO. IncorporatedBroker
October 2007 - June 2009 · 1 yr 8 mos
Wachovia Securities, LLCBroker
July 2003 - October 2007 · 4 yrs 3 mos
Wachovia Securities, LLC
July 2003 - October 2007 · 4 yrs 3 mos
Prudential Securities Incorporated
July 2000 - July 2003 · 3 yrs
Prudential Securities IncorporatedBroker
July 2000 - July 2003 · 3 yrs
Salomon Smith Barney INC.Broker
July 1993 - July 2000 · 7 yrs
Lehman Brothers INC.Broker
June 1992 - July 1993 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
May 1989 - June 1992 · 3 yrs 1 mo
Drexel Burnham Lambert IncorporatedBroker
November 1982 - July 1989 · 6 yrs 8 mos
Thomson Mckinnon Securities INC.Broker
November 1981 - December 1982 · 1 yr 1 mo
State Registrations19 states
CACOFLGAMAMDMIMNMONCNJNMNYOHPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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