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Peter Fierro

Stifel, Nicolaus & Company, Incorporated
43 Years of Experience
Garden City, NY
3 DisclosuresBroker
View SEC Summary
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Peter Fierro is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Garden City, NY, with 43 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1225 Franklin Avenue, Suite 150, Garden City, NY, 11530

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Settled
Employment Separation After Allegations
December 2002
Customer Dispute
August 1994
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
February 2023 - Present · 3 yrs 8 mos
Stifel, Nicolaus & Company, Incorporated
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Janney Montgomery Scott LLC
June 2008 - February 2023 · 14 yrs 8 mos
Janney Montgomery Scott LLCBroker
January 2003 - February 2023 · 20 yrs 1 mo
Prudential Securities IncorporatedBroker
December 1994 - January 2003 · 8 yrs 1 mo
Smith Barney INC.Broker
July 1993 - December 1994 · 1 yr 5 mos
Lehman Brothers INC.Broker
October 1991 - July 1993 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1989 - October 1991 · 2 yrs 5 mos
Alex. Brown & Sons IncorporatedBroker
March 1988 - May 1989 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1983 - October 1991 · 8 yrs 1 mo
Merrill Lynch Funds Distributor, INC.Broker
December 1981 - June 1982 · 6 mos
State Registrations20 states
AZCACOCTFLHIILKYMDNCNHNJNMNYOHPASCTNVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Peter Fierro - Financial Advisor | TrueAdvisor