Edmond Theobald
Edmond Theobald is a registered investment advisor at Hazard & Siegel Advisory Services LLC, based in Dewitt, NY, with 32 years of industry experience. Edmond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 150 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hazard & Siegel Advisory Services does not manage your investments directly through a standard in-house schedule. Instead, the firm helps connect you with third-party money managers who charge their own fees. Depending on the arrangement, you may pay fees based on a percentage of your portfolio, an hourly rate, or a flat fee. Some representatives may also receive commissions on certain products if handled through an affiliated broker, though commission-based products are generally not recommended for advisory clients.
Location
5793 Widewaters Parkway, Dewitt, NY, 13214
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Edmond sells fixed annuities and life insurance products, and is an insurance solicitor for Hazard & Siegel Advisory Services LLC. He also refers client accounts to money manager registered investment advisors, dedicating about 10-20% of his time to these activities.
Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
Hazard & Siegel, INC.Broker
Previous Registrations
Nathan & Lewis Securities, INC.Broker
Cadaret, Grant & CO., INC.Broker
Pamco Securities and Insurance ServicesBroker
Connecticut Mutual Financial Services, INC.Broker
Fsc Securities CorporationBroker
Connecticut Mutual Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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