JE
JE

John Earnhardt

43 Years of Experience
Charlotte, NC
1 DisclosureBroker

John Earnhardt is a registered investment advisor at Raymond James & Associates, INC., based in Charlotte, NC, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

6805 Carnegie Blvd, Suite 350, Charlotte, NC, 28211

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History

Regulatory History (1)
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Customer Dispute
November 1999
Settled
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
February 2009 - February 2013 · 4 yrs
Morgan Keegan & Company, INC.
February 2009 - February 2013 · 4 yrs
Citigroup Global Markets INC.
February 2000 - March 2009 · 9 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1993 - March 2009 · 15 yrs 8 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
March 1983 - February 1988 · 4 yrs 11 mos
Marion Bass Securities CorporationBroker
September 1982 - March 1983 · 6 mos
State Registrations26 states
AZCACOCTFLGAIAILKYMAMDMONCNDNHNMNVNYPASCTNTXUTVAWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.