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CFP

David Fletcher

Raymond James & Associates, INC.
32 Years of Experience
Charlotte, NC
2 DisclosuresBroker
View SEC Summary
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David Fletcher is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Charlotte, NC, with 32 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6805 Carnegie Blvd, Suite 350, Charlotte, NC, 28211

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2010
Settled
Employment Separation After Allegations
December 2003
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is an officer (Treasurer and Board Member) for the WVU Alumni Association Charlotte, NC Chapter. He spends a few hours per week on this activity, managing expenses, soliciting donations, and balancing the checkbook.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.
January 2004 - February 2013 · 9 yrs 1 mo
Morgan Keegan & Company, INC.Broker
January 2004 - February 2013 · 9 yrs 1 mo
Legg Mason Wood Walker INC
December 2001 - January 2004 · 2 yrs 1 mo
Legg Mason Wood Walker, IncorporatedBroker
March 1995 - January 2004 · 8 yrs 10 mos
Olde Discount CorporationBroker
July 1994 - March 1995 · 8 mos
State Registrations26 states
CACOCTDCFLGAILINKYLAMAMDMIMOMSMTNCNJNYOHPASCTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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