Thomas Brown
Thomas Brown is a CFP, ChFC-designated registered investment advisor at Raymond James & Associates, INC., based in Charlotte, NC, with 12 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
6805 Carnegie Blvd, Suite 350, Charlotte, NC, 28211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas serves as an advisory board member and secretary for the Charlotte SAE Alumni Association, a non-profit organization. He dedicates minimal time to this role, assisting with communication, marketing, and fundraising.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Edward Jones
Edward JonesBroker
State Registrations34 states
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