TrueAdvisor
TrueAdvisor
KO
KO

Kenneth Offenberg

Raymond James & Associates, INC.
34 Years of Experience
Charlotte, NC
1 DisclosureBroker
View SEC Summary
View SEC Summary

Kenneth Offenberg is a registered investment advisor at Raymond James & Associates, INC., based in Charlotte, NC, with 34 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6805 Carnegie Blvd, Suite 350, Charlotte, NC, 28211

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2025
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kenneth is a co-trustee of a family trust since 2005, spending minimal time on it. He is also a trustee for his father and his father's pension plan, dedicating minimal time to these activities as well.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2017 - Present · 9 yrs 1 mo
Raymond James & Associates, INC.
September 2017 - Present · 9 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2005 - September 2017 · 12 yrs 3 mos
Wells Fargo Clearing Services, LLC
June 2005 - September 2017 · 12 yrs 3 mos
A. G. Edwards & Sons, INC.
December 2000 - July 2005 · 4 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
November 1995 - July 2005 · 9 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1992 - November 1995 · 3 yrs 9 mos
State Registrations15 states
AZCACOFLILINMONCNJNMNVNYUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Charlotte, NC →All financial advisors in North Carolina →