Patrick Thorogood
Patrick Thorogood is a registered investment advisor at LPL Financial LLC, based in Red Bank, NJ, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10 Broad St., Suite 202, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2014Other Business Activities
Patrick uses Gladstone Advisors as a DBA for his LPL business. This activity is investment-related and takes up all of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Tucker Anthony IncorporatedBroker
Advest, INC.Broker
Empire National Securities, IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.