Anthony Frigoletto
Anthony Frigoletto is a registered investment advisor at LPL Financial LLC, based in Red Bank, NJ, with 29 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
65 Mechanic St, Ste. 107, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2008Customer Dispute
December 2007Customer Dispute
April 2005Other Business Activities
Anthony uses Rivers Edge Wealth Partners as a DBA for his LPL business since 2020. He also has a business entity called Retirement Partners for tax/investment purposes, but spends no time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
UBS Painewebber INC.Broker
Prudential Securities IncorporatedBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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