AF
AF

Anthony Frigoletto

28 Years of Experience
Red Bank, NJ
3 DisclosuresBroker

Anthony Frigoletto is a registered investment advisor at LPL Financial LLC, based in Red Bank, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

65 Mechanic St, Ste. 107, Red Bank, NJ, 07701

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Withdrawn
Customer Dispute
December 2007
Denied
Customer Dispute
April 2005
Withdrawn
Other Business Activities

Anthony uses Rivers Edge Wealth Partners as a DBA for his LPL business since 2020. He also has a business entity called Retirement Partners for tax/investment purposes, but spends no time on it.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2020 - Present · 5 yrs 8 mos
LPL Financial LLC
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2004 - September 2020 · 16 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
December 2001 - September 2020 · 18 yrs 9 mos
UBS Painewebber INC.Broker
September 1999 - December 2001 · 2 yrs 3 mos
Prudential Securities IncorporatedBroker
August 1997 - September 1999 · 2 yrs 1 mo
State Registrations28 states
CACOCTDCDEFLGAILINMDMNMTNCNHNJNVNYOHORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.