SF
SF

Steven Feit

43 Years of Experience
Chicago, IL
2 DisclosuresBroker

Steven Feit is a registered investment advisor, based in Chicago, IL, with 43 years of industry experience.

Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2000
Closed-No Action
Customer Dispute
August 2000
Settled
Employment History
Current Registrations
Hightower Securities, LLCBroker
March 2012 - Present · 14 yrs 2 mos
Hightower Advisors, LLC
March 2012 - Present · 14 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
April 2004 - March 2012 · 7 yrs 11 mos
UBS Financial Services INC.Broker
August 1999 - March 2012 · 12 yrs 7 mos
Oppenheimer & CO., INC.Broker
April 1988 - April 1995 · 7 yrs
Cibc World MarketsBroker
July 1983 - September 1999 · 16 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1982 - August 1983 · 1 yr 2 mos
J. B. Hanauer & CO.Broker
January 1982 - March 1982 · 2 mos
State Registrations4 states
FLNCNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Feit - Financial Advisor | TrueAdvisor