SF
SF

Steven Feit

44 Years of Experience
New York City, NY
2 DisclosuresBroker

Steven Feit is a registered investment advisor at Hightower Advisors, LLC, based in New York City, NY, with 44 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 64,035 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1044 advisors
Number of Clients
64,035 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$198.6B

Fee Structure

Planning is included in investment management (also available separately)

Hightower Advisors charges fees that vary depending on the specific advisor and service used, typically calculated as a percentage of your portfolio. Fees may be structured as a flat percentage or through tiered rates where the percentage changes based on the size of your investments. Fees are generally billed quarterly or monthly, either in advance or in arrears. Specific fee schedules, minimum account sizes, and minimum annual fees are determined by individual advisor practices.

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Location

300 Madison Avenue, 29th Floor, New York City, NY, 10017

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2000
Closed-No Action
Customer Dispute
August 2000
Settled
Employment History
Current Registrations
Hightower Securities, LLCBroker
March 2012 - Present · 14 yrs 7 mos
Hightower Advisors, LLC
March 2012 - Present · 14 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
April 2004 - March 2012 · 7 yrs 11 mos
UBS Financial Services INC.Broker
August 1999 - March 2012 · 12 yrs 7 mos
Oppenheimer & CO., INC.Broker
April 1988 - April 1995 · 7 yrs
Cibc World MarketsBroker
July 1983 - September 1999 · 16 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1982 - August 1983 · 1 yr 2 mos
J. B. Hanauer & CO.Broker
January 1982 - March 1982 · 2 mos
State Registrations5 states
FLINNCNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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