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Paul Gordon

44 Years of Experience
Saddle Brook, NJ
5 DisclosuresBroker

Paul Gordon is a registered investment advisor at Ameriprise Financial Services, LLC, based in Saddle Brook, NJ, with 44 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

250 Pehle Ave Ste 500, Park 80 West, Plaza Two, Saddle Brook, NJ, 07663

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2017
Settled
Customer Dispute
November 2003
Denied
Customer Dispute
August 2002
Settled
Customer Dispute
December 2000
Settled
Regulatory
September 1999
Final
Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2016 - Present · 10 yrs 6 mos
Ameriprise Financial Services, LLC
April 2016 - Present · 10 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2016 - Present · 10 yrs 6 mos
Previous Registrations
RBC Capital Markets, LLC
October 2009 - April 2016 · 6 yrs 6 mos
RBC Capital Markets, LLCBroker
October 2009 - April 2016 · 6 yrs 6 mos
J. B. Hanauer & CO.
May 2002 - October 2009 · 7 yrs 5 mos
J. B. Hanauer & CO.Broker
January 1982 - October 2009 · 27 yrs 9 mos
State Registrations22 states
CACTDCDEFLGAMAMDMNMONCNJNMNVNYOHORPASCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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