NC
NC
Nance Cunard is a registered investment advisor at Morgan Stanley, based in Baton Rouge, LA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
400 Convention Street, Suite 400, Baton Rouge, LA, 70802
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011Denied
Employment History
Current Registrations
Morgan Stanley
November 2010 - Present · 15 yrs 6 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 1992 - June 2009 · 17 yrs 1 mo
Dean Witter Reynolds INC.Broker
February 1988 - July 1992 · 4 yrs 5 mos
B.F. Anderson Investment Securities INC.Broker
November 1986 - February 1988 · 1 yr 3 mos
Premier Securities CorporationBroker
January 1986 - June 1986 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1982 - October 1982 · 4 mos
State Registrations30 states
ALARAZCACOFLGAIAILLAMDMEMIMOMSMTNCNJNVNYOHOKORPASCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.