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Oscar Hurtado

36 Years of Experience
Baton Rouge, LA
1 DisclosureBroker

Oscar Hurtado is a registered investment advisor at Morgan Stanley, based in Baton Rouge, LA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

400 Convention Street, Suite 400, Baton Rouge, LA, 70802

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011
Denied
Other Business Activities

Oscar is a sole proprietor/owner of a rental property in Baton Rouge, LA, since 2002. He collects rent, but this activity does not appear to take any significant time.

Employment History
Current Registrations
Morgan Stanley
November 2010 - Present · 15 yrs 6 mos
Morgan StanleyBroker
March 2010 - Present · 16 yrs 2 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
April 2010 - April 2010 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 1996 - April 2010 · 14 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1994 - April 2010 · 15 yrs 6 mos
Keogler, Morgan & Company, INC.Broker
September 1991 - September 1994 · 3 yrs
Carillon Investments, INC.Broker
October 1989 - September 1991 · 1 yr 11 mos
Carillon Investments, INC.Broker
July 1989 - September 1989 · 2 mos
State Registrations28 states
ALARCACODEFLGAHIINLAMAMDMIMSMTNCNHNJNMNVNYOHPATNTXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Oscar Hurtado - Financial Advisor | TrueAdvisor