OH
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Oscar Hurtado is a registered investment advisor at Morgan Stanley, based in Baton Rouge, LA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
400 Convention Street, Suite 400, Baton Rouge, LA, 70802
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2011Denied
Other Business Activities
Oscar is a sole proprietor/owner of a rental property in Baton Rouge, LA, since 2002. He collects rent, but this activity does not appear to take any significant time.
Employment History
Current Registrations
Morgan Stanley
November 2010 - Present · 15 yrs 6 mos
Morgan StanleyBroker
March 2010 - Present · 16 yrs 2 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
April 2010 - April 2010 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 1996 - April 2010 · 14 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1994 - April 2010 · 15 yrs 6 mos
Keogler, Morgan & Company, INC.Broker
September 1991 - September 1994 · 3 yrs
Carillon Investments, INC.Broker
October 1989 - September 1991 · 1 yr 11 mos
Carillon Investments, INC.Broker
July 1989 - September 1989 · 2 mos
State Registrations28 states
ALARCACODEFLGAHIINLAMAMDMIMSMTNCNHNJNMNVNYOHPATNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.