Julia Lopiparo is a CFP-designated registered investment advisor at Morgan Stanley, based in Baton Rouge, LA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
400 Convention Street, Suite 400, Baton Rouge, LA, 70802
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
July 2022 - Present · 3 yrs 10 mos
Morgan Stanley
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
September 2012 - July 2022 · 9 yrs 10 mos
J.P. Morgan Securities LLC
September 2012 - July 2022 · 9 yrs 10 mos
Morgan Stanley
June 2009 - October 2012 · 3 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2012 · 3 yrs 4 mos
Morgan Stanley & CO. Incorporated
August 2008 - June 2009 · 10 mos
Morgan Stanley & CO. IncorporatedBroker
August 2008 - June 2009 · 10 mos
UBS Financial Services INC.Broker
March 2008 - September 2008 · 6 mos
UBS Financial Services INC.
March 2008 - September 2008 · 6 mos
Raymond J. Lucia Companies, INC.
June 2006 - February 2008 · 1 yr 8 mos
Securities America, INC.Broker
May 2006 - February 2008 · 1 yr 9 mos
UBS Financial Services INC.
August 2005 - May 2006 · 9 mos
UBS Financial Services INC.Broker
August 2000 - May 2006 · 5 yrs 9 mos
J.C. Bradford & CO.Broker
February 1997 - August 2000 · 3 yrs 6 mos
Morgan Keegan & Company, INC.Broker
August 1995 - January 1997 · 1 yr 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.