JS
JS

Joseph Warren Simpson

43 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
12 advisors
Number of Clients
174 clients
Average Client Portfolio
$43.9M average
Assets Under Management
$7.6B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
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Location

111 Center St, Little Rock, AR, 72201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph is a member of Tuf Nut Lofts LLC, dealing with loft apartments since 2001, and a limited partner in Arkansas Times, a weekly newspaper, since 1996. These activities are not investment-related and require minimal time.

Employment History
Current Registrations
Stephens Investment Management Group, LLC
September 2005 - Present · 20 yrs 5 mos
Stephens
September 2004 - Present · 21 yrs 5 mos
StephensBroker
July 1987 - Present · 38 yrs 7 mos
Previous Registrations
A. G. Edwards & Sons, INC.Broker
March 1982 - July 1987 · 5 yrs 4 mos
State Registrations39 states
ALARAZCACOCTDCFLGAIAILINKSKYLAMAMDMIMOMSNCNDNENHNJNVNYOHOKPASCSDTNTXVAWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.