Lawrence Bernstein
Lawrence Bernstein is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Norwalk, CT, with 43 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
50 Washington St, Norwalk, CT, 06854
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Regulatory History (2)
Customer Dispute
September 2004Employment Separation After Allegations
February 1998Other Business ActivitiesSells Insurance
Lawrence is an insurance agent for multiple carriers, including Penn Mutual Life Insurance Company, through Prime Financial Services since 1980, taking about a quarter to about half of his time. He also sells and services brokerage, life, accident, health/DI/LTC, and annuity accounts through Wealth Continuum Group, and finds businesses that use credit cards.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLCBroker
Hornor, Townsend & Kent, LLC
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Mony Securities CORP.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.