Howard Wein
Howard Wein is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Norwalk, CT, with 28 years of industry experience. Howard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 28,369 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are up to 1.5% and do not include separate manager fees and other charges associated with third-party asset manager programs. Fees are negotiable.
Fee Estimator
Location
50 Washington St, Norwalk, CT, 06854
Get directionsHistory
Regulatory History (1)
Judgment / Lien
December 2011Other Business ActivitiesSells Insurance
Howard is an insurance agent for multiple carriers, including Penn Mutual Life Insurance Company, through Wealth Continuum Group and Prime Financial Services, spending a few hours per week on the former and about a quarter of his time on the latter. He also works as a tax preparer and recommends discount credit card transactions.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLCBroker
Hornor, Townsend & Kent, LLC
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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