William Newman
William Newman is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Albany, NY, with 42 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1 Northwestern Blvd, Albany, NY, 12211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William may earn commissions from insurance sales not affiliated with Northwestern Mutual, including life, health, annuity, and disability income products. He also owns several businesses, including Newman Advisors (business coaching), Cousins Development LLC (investment property), JMLA Group LLC (MD/DD District Agent legal entity), MNM Consulting Group, LLC (legal entity for compensation and employment), and Bio-Restorative Ideas LLC (non-financial services business); he is also a board member of the UAlbany Foundation.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.