Scott Mccauley
Scott Mccauley is a CFP, ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Albany, NY, with 39 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1 Northwestern Blvd, Albany, NY, 12211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns Belisama Bodyworks (massage therapy), Saratoga Property MGNT LLC, rental property in Miami Beach, and BEHHAS LLC, and is treasurer for two condo associations, dedicating minimal time to each.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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