Erik Whittle
Erik Whittle is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Albany, NY, with 19 years of industry experience. Erik is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1 Northwestern Blvd, Albany, NY, 12211
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2011Other Business ActivitiesSells Insurance
Erik may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also serves as Treasurer for Saratoga Bridges, a non-profit organization, and dedicates a few hours per week to promoting awareness and fundraising.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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