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CFP
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CFP

Grady Boles

LPL Financial LLC
43 Years of Experience
Boulder, CO
BrokerSells Insurance
View SEC Summary
View SEC Summary

Grady Boles is a CFP-designated registered investment advisor at LPL Financial LLC, based in Boulder, CO, with 43 years of industry experience. Grady is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Boulder, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Grady is an agent selling fixed insurance products since 2011. He also operates under the DBA Masterpiece Financial Planning, Inc. for his LPL business, dedicating about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 11 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
March 2009 - December 2017 · 8 yrs 9 mos
National Planning CorporationBroker
December 2008 - November 2017 · 8 yrs 11 mos
Aig Financial Advisors, INC.Broker
October 2005 - December 2008 · 3 yrs 2 mos
Masterpiece Planning, INC.
September 2004 - December 2010 · 6 yrs 3 mos
Masterpiece Planning, INC.
September 2004 - December 2009 · 5 yrs 3 mos
Sunamerica Securities, INC.Broker
May 1992 - October 2005 · 13 yrs 5 mos
Anchor National Financial Services, INC.Broker
June 1983 - May 1992 · 8 yrs 11 mos
State Registrations15 states
AZCACOFLKSMNMONENMOHOKORTNTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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