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ChFC

Michael Barber

Barber & Associates
42 Years of Experience
The Villages, FL
5 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Michael Barber is a ChFC-designated registered investment advisor at Barber & Associates, based in The Villages, FL, with 42 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 226 clients with $50M in assets under management.

Barber & Associates
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
226 clients
Average Client Portfolio
$221K average
Assets Under Management
$50.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Total annual advisory fee for third-party managed account programs shall not exceed 1.25%. Exact fees vary based on the chosen third-party manager.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

The Villages, FL

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2022
Denied
Regulatory
January 2011
Final
Employment Separation After Allegations
February 2009
Regulatory
March 2000
Final
Customer Dispute
April 1995
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is a solicitor for Kissling Financial Services and owns Barber & Associates Financial Group, where he solicits and sells life insurance and annuity products, dedicating nearly all of his time to it. He also is the Principal of Wealth Management Network (a financial advisor training firm) and owner of Concierge Tax Preparation, LLC, and is licensed with Estate Docs PMO, dedicating minimal time to each.

Employment History
Current Registrations
Barber & Associates
June 2011 - Present · 15 yrs 5 mos
Previous Registrations
Madison Avenue Securities, INC.Broker
December 2009 - March 2010 · 3 mos
Woodstock Financial Group, INC.Broker
May 2009 - December 2009 · 7 mos
Madison Avenue Advisors, INC.
October 2006 - February 2009 · 2 yrs 4 mos
Madison Avenue Securities, INC.Broker
September 2006 - February 2009 · 2 yrs 5 mos
Nations Financial Group, INC.Broker
January 2003 - September 2006 · 3 yrs 8 mos
Medallion Equities, INC.Broker
June 2001 - January 2003 · 1 yr 7 mos
The First American Investment Banking CorporationBroker
May 1999 - June 2001 · 2 yrs 1 mo
The Advisors Group, INC.Broker
July 1996 - January 1999 · 2 yrs 6 mos
Pruco Securities CorporationBroker
November 1982 - July 1996 · 13 yrs 8 mos
State Registrations2 states
FLTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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