Michael Whitaker
Michael Whitaker is a ChFC-designated registered investment advisor at Nfsg Corporation, based in Boca Raton, FL, with 22 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee is up to 2%.
Fee Estimator
Location
1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (13)
Customer Dispute
November 2025Customer Dispute
June 2025Customer Dispute
May 2025Customer Dispute
April 2025Customer Dispute
December 2024Customer Dispute
May 2024Customer Dispute
April 2024Customer Dispute
February 2024Customer Dispute
February 2024Customer Dispute
November 2023Customer Dispute
September 2023Customer Dispute
November 2022Customer Dispute
June 2022Other Business ActivitiesSells Insurance
Michael owns Michael L Whitaker & Assoc., LLC, offering insurance, financial services, financial planning, and investment products, dedicating full-time hours to sales, recruiting, and office management. He also owns High Standard, LLC and High Standards 2, LLC, horse businesses, and rental property in North Carolina, spending minimal time on these ventures during business hours.
Employment History
Current Registrations
Nfsg Corporation
Newbridge Securities CorporationBroker
Previous Registrations
Great American Advisors, INC.Broker
Uvest Financial Services Group, INC.Broker
Afs Brokerage, INC.Broker
Afs Brokerage, INC.Broker
Nwnl Management CorporationBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.