DP
DP
Dean Paugh
43 Years of Experience
Birmingham, AL
1 DisclosureBroker
Dean Paugh is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2900 Highway 280, Suite 100, Birmingham, AL, 35223
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2023Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
October 2014 - Present · 11 yrs 9 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
January 1993 - February 2013 · 20 yrs 1 mo
Porter, White & Yardley, INC.Broker
January 1986 - February 1993 · 7 yrs 1 mo
First Birmingham Securities CorporationBroker
November 1982 - January 1986 · 3 yrs 2 mos
State Registrations29 states
AKALARAZCACODCFLGAINKYLAMAMDMOMSMTNCNYOHOKPASCTNTXUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.