AF
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Andrew Fort
25 Years of Experience
Birmingham, AL
7 DisclosuresBroker
Andrew Fort is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2900 Highway 280, Suite 100, Birmingham, AL, 35223
Get directionsHistory
Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2013Award / Judgment
Customer Dispute
April 2013Award / Judgment
Customer Dispute
July 2012Settled
Customer Dispute
September 2010Award / Judgment
Customer Dispute
August 2010Award / Judgment
Customer Dispute
July 2010Settled
Customer Dispute
June 2010Settled
Other Business Activities
Andrew serves as the treasurer for the board of directors/committee of Easter Seals of Birmingham since 2006. This activity is not investment-related and the time commitment is minimal.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
June 2009 - February 2013 · 3 yrs 8 mos
Morgan Keegan & Company, INC.Broker
April 2001 - February 2013 · 11 yrs 10 mos
Regions Investment Company, INC.Broker
May 2000 - April 2001 · 11 mos
State Registrations14 states
ALCAFLGAINLAMDMSNCPASCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.