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Andrew Fort

Raymond James & Associates, INC.
26 Years of Experience
Birmingham, AL
7 DisclosuresBroker
View SEC Summary
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Andrew Fort is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 26 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2900 Highway 280, Suite 100, Birmingham, AL, 35223

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2013
Award / Judgment
Customer Dispute
April 2013
Award / Judgment
Customer Dispute
July 2012
Settled
Customer Dispute
September 2010
Award / Judgment
Customer Dispute
August 2010
Award / Judgment
Customer Dispute
July 2010
Settled
Customer Dispute
June 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew serves as the treasurer for the board of directors/committee of Easter Seals of Birmingham since 2006. This activity is not investment-related and the time commitment is minimal.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.
June 2009 - February 2013 · 3 yrs 8 mos
Morgan Keegan & Company, INC.Broker
April 2001 - February 2013 · 11 yrs 10 mos
Regions Investment Company, INC.Broker
May 2000 - April 2001 · 11 mos
State Registrations14 states
ALCAFLGAINLAMDMSNCPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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