JH
JH

John Howard

33 Years of Experience
Birmingham, AL
3 DisclosuresBroker

John Howard is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2900 Highway 280, Suite 100, Birmingham, AL, 35223

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2019
Settled
Customer Dispute
March 2008
Award / Judgment
Customer Dispute
February 2005
Settled
Other Business Activities

John owns a rental condo since 2023, dedicating minimal time to it. He is also an officer (Treasurer) at Village Press, Inc. since 1999, where he is involved in major business decisions in an oversight position, dedicating a few hours per week.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
June 2009 - February 2013 · 3 yrs 8 mos
Morgan Keegan & Company, INC.Broker
February 2007 - February 2013 · 6 yrs
Amsouth Investment Services, INC.Broker
August 1992 - February 2007 · 14 yrs 6 mos
State Registrations10 states
ALCOFLGAMSNCNYTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Howard - Financial Advisor | TrueAdvisor