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Joseph Freeman

Raymond James & Associates, INC.
37 Years of Experience
Birmingham, AL
1 DisclosureBroker
View SEC Summary
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Joseph Freeman is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 37 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2900 Highway 280, Suite 100, Birmingham, AL, 35223

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joseph is an Associate/Employee and Board Member for the Jefferson County Board of Equalization and Adjustments since July 2024. This requires a few hours per week to review challenges to property value assessments.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2021 - Present · 5 yrs 6 mos
Raymond James & Associates, INC.
April 2021 - Present · 5 yrs 6 mos
Raymond James & Associates, INC.Broker
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Raymond James & Associates, INC.
April 2021 - April 2021 · 0 mos
Wells Fargo Clearing Services, LLC
March 2012 - April 2021 · 9 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
June 2010 - April 2021 · 10 yrs 10 mos
Morgan Keegan & Company, INC.Broker
September 2005 - June 2010 · 4 yrs 9 mos
Sterne, Agee & Leach, INC.Broker
October 1997 - September 2005 · 7 yrs 11 mos
Sterne, Agee & Leach, INC.Broker
September 1997 - October 1997 · 1 mo
Dean Witter Reynolds INC.Broker
January 1997 - September 1997 · 8 mos
Sterne, Agee & Leach, INC.Broker
April 1990 - March 1997 · 6 yrs 11 mos
First Birmingham Securities CorporationBroker
January 1990 - March 1990 · 2 mos
First Birmingham Securities CorporationBroker
April 1985 - June 1986 · 1 yr 2 mos
State Registrations3 states
ALFLGA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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